While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

Alteri Wealth LLC acquired 2,425 shares of Morgan Stanley stock, totaling around $305,000, joining a crowd of institutional ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

The Securities and Exchange Commission concluded its investigation into Morgan Stanley 's cash-sweep program without recommendations for enforcement action, according to the firm's quarterly filing to ...

The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

In what may be viewed as a pre-emptive move, Morgan Stanley raised its advisory sweep interest rate from 0.01% to roughly 2% as of August 1, 2024—joining other firms aiming to ease regulatory tensions ...

After evaluating the trading volumes and Open Interest, it's evident that the major market movers are focusing on a price ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

A significant settlement in a U.S. tax fraud case against Credit Suisse contains numerous compliance lessons related to ...