Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

(Reuters) -The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory accounts and will not pursue enforcement action, the Wall ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a state regulator, though.

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

SAN DIEGO (CN) — Independent broker-dealer LPL Financial argued Wednesday that its customers can't claim the company unjustly enriched itself by automatically taking uninvested money in their accounts ...

US SEC Ends Inquiry Into Morgan Stanley's Cash Sweep Program With No Enforcement Action (Reuters) -The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's ...