LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

WASHINGTON (AP) — The price of bitcoin topped $100,000 again early Friday as a pumped up cryptocurrency industry expects ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

In his last days in office, U.S. Attorney Ken Parker brings charges against Chuck Jones and Mike Dowling in Ohio's largest ...

Kevin Muhlendorf, Brandon Moss and Corey Hauser of Wiley discuss the U.S. Department of Justice Criminal Division's Fraud ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

House Oversight Committee Chairman James Comer is zeroing in on a new target after spending the last two years probing ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...