High entry barriers could be the cause of the low number of registered investment advisors (RIAs). In India, the RIA business should evolve to a paid one, he added.
New Securities and Exchange Board of India (Sebi) chairperson Tuhin Kanta Pandey recently announced a panel to review and ...
To further facilitate efficient capital flow, the regulatory body has set clear norms for security issuers and is leveraging technology to streamline operations, Tuhin Kanta Pandey explained.
The primary hurdle to the NSE's listing, according to Sebi chairperson Tuhin Kanta Pandey, is the existing ownership structure of clearing corporations by stock exchanges.
Though the markets regulator has rationalized RIA regulations, the current rules still make it difficult for RIAs to operate ...
The SEBI chief has also taken steps to strengthen its investigation and inspection process by building capacity within ...
As per sources, NSE has filed an application with SEBI to seek a No Objection Certificate (NOC)for its IPO. A NOC is a very ...
SEBI chairman discusses NSE IPO delays due to litigations, governance, technology issues, and diversification, emphasizing ...
Mumbai: SEBI Chairman Tuhin Kanta Pandey on Saturday said trades in secondary markets are under SEBI’s surveillance on a ...
Sebi chairman Tuhin Kanta Pandey on Saturday said that the market regulator would ‘weed out’ outdated policies and ...
SEBI chairman Tuhin Kanta Pandey said at an investment summit in Mumbai on Saturday that unscrupulous and unethical behaviour ...