Most of the 11 largest publicly traded broker-dealers posted year-over-year profit growth in the third quarter of 2024, with ...

Vanguard has agreed to pay $40 million to settle a long-running lawsuit over a selloff that investors likened to an "elephant ...

The new ruling could spur hundreds more advisors to file claims against the wirehouse, the plaintiffs' lawyer says.

The market is more focused on the positive aspects of Trump's agenda with less concern on tariff impacts and wider policy ...

One tax expert from Kitces.com says it's now quite likely that the current estate tax exemption will be extended.

While the proposal has no legal effect, the vote opens the door to a new debate over ramping up taxes on the rich.

Advisors who are experts at helping clients accumulate wealth may lack knowledge about the retirement income phase.

A strong economy and retiring baby boomers pushed U.S. individual annuity sales to $115 billion in the third quarter, up 29% ...

Twenty-one tax-related measures were on state ballots on Nov. 5, giving voters an opportunity to decide important questions ...

T. Rowe sees attractive opportunities to managed more fixed income assets for life insurers, Sharps said. The company has also developed a lifetime income feature for 401 (k) plan account users that ...

Employer-sponsored 401 (k) plans often contain loan options, structured to require repayment over a relatively limited period of time. When it comes to access to IRA funds, taxpayers can essentially ...

Trump has vowed to cut the corporate tax rate, eliminate 10 regulations for every new one and fire some financial regulators.