Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

The SEC has concluded its investigation into Morgan Stanley's cash sweep program without pursuing enforcement action, after examining its compliance with regulations. Several banks' cash sweeps faced ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Customers of LPL Financial says their cash was automatically funneled into cash sweep programs that netted them minimal ...

FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C. 32,607 people played the daily Crossword recently. Can you solve it faster than ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.

US SEC Ends Inquiry Into Morgan Stanley's Cash Sweep Program With No Enforcement Action (Reuters) -The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's ...